Computershare 10b5-1 Administrator™ Solution with BrokerSelect
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SEC Rule 10b5-1 (est. October 23, 2000) allows a company affiliate or insider to trade company stock without consideration of trading windows, as long as the trades are in accordance with a pre-established plan or contract. The Computershare 10b5-1 Administrator solution helps ensure protection.
A Turn-Key Solution
Corporate sponsorship and administration of a 10b5-1 trading plan program for
Section 16 insiders promotes 10b5-1 adoption, helpsensures Reg FD compliance, and affords governance oversight
for this important regulatory issue. A Web-based, multi-user platform, the Computershare 10b5-1 Administrator solution with BrokerSelect comes fully equipped with 10b5-1 templates pre-approved by industry experts and founded in 10b5-1 best practices.
With seamless, efficient information exchange between insiders and corporate administrators,
10b5-1 plans can be selected, approved, monitored, and sent directly to a preferred broker
entirely within the application.
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BrokerSelect Module
A menu of leading financial institutions that have already invested in technology to help ensure compliance
with Rule 10b5-1, Rule 144 and Section 16; Your insiders can choose from these leading financial institutions
facilitating a direct electronic data exchange. The BrokerSelect module help ensures fast, secure, reliable 10b5-1 trading
plan management and execution. The module empowers insiders with a broad choice for their entire 10b5-1
trading plan process.
Ready for more?
Contact a Computershare sales representative directly. Protect your firm’s insiders today.
Questions? Contact us.
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